Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Pek-van Lao is a financial professional with over 20 years of experience in the industry. Peggy has a strong background in securities and investment company products, having held previous roles at UVEST Financial Services Group, Inc., BANC of America Investment Services, Inc., and Charles Schwab & Co., Inc.. Peggy is currently registered with J.p. Morgan Securities LLC and offers a variety of financial services including financial planning, pension consulting, selection of other advisors, and portfolio management. Peggy holds the Series 63, Series 6TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/18/2022 - Present
J.p. Morgan Securities LLC (SAN CARLOS CA)
CA
10/01/2007 - 12/03/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CUPERTINO CA)
CA
06/20/2002 - 04/24/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (MILPITAS CA)
TX
02/23/2000 - 06/06/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peggy Lao is the right advisor for you? Invested Better is here to help.
