Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Odum Hartsell is a financial professional with over 35 years of experience in the industry. Peggy has a strong background in securities and investment advisory services. Peggy is currently registered with Carty & Company, Inc. and has previously held positions with CREWS & ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, STERNE, AGEE & LEACH, INC., MORGAN KEEGAN & COMPANY, INC., T. J. RANEY & SONS, INC., POWELL & SATTERFIELD, INC. and WORTHEN DISCOUNT BROKERAGE, INC. Peggy holds Series 7, Series 24 and Series 63 licenses as well as the SIE exam. Peggy is a valuable asset to her clients and provides them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
05/09/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
06/22/2017 - 05/09/2022
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
07/07/2015 - 07/06/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LITTLE ROCK AR)
AR
10/03/2005 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
TN
05/08/1989 - 10/04/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
07/28/1988 - 05/08/1989
T. J. RANEY & SONS, INC.
NA
11/06/1986 - 08/04/1988
POWELL & SATTERFIELD, INC.
NA
05/30/1986 - 11/10/1986
WORTHEN DISCOUNT BROKERAGE, INC.
BC
Issued 05/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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