Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Castillo is a registered representative with Fidelity Brokerage Services LLC, a firm that is actively registered with the Securities and Exchange Commission (SEC) and in New Jersey. She is also registered in New Jersey and Texas. Peggy has been in the securities industry since 2012. She holds licenses from FINRA for Series 6, 7TO and 63, as well as a Series 65 license. Peggy also passed the SIE exam. Prior to joining Fidelity Brokerage Services LLC Peggy Castillo worked with Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/26/2019 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NJ
05/11/2012 - 09/07/2012
PRUCO SECURITIES, LLC. (WARREN NJ)
BC
Issued 10/28/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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