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Peggy Lynne Lane

FHN Financial Securities Corp.

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About Peggy Lynne Lane

Peggy Lynne Lane is a financial advisor who has been in the industry since 1987. She is currently registered with FHN Financial Securities Corp. in Houston, Texas. Peggy Lane has held several previous positions with firms such as Coastal Securities, Inc., Government Securities Corporation, GSC Securities, Inc., Lehman Brothers Inc. and Donaldson, Lufkin & Jenrette Securities Corporation. Peggy Lane has passed Series 7, Series 63, Series 72, and SIE exams. She is currently registered in Texas, Utah and New Jersey.

Firm Information

Peggy Lane is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peggy Lane’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

07/01/1996 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

NA

09/03/1991 - 07/01/1996

GOVERNMENT SECURITIES CORPORATION

NA

08/26/1991 - 07/01/1996

GSC SECURITIES, INC.

NY

07/23/1990 - 09/04/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

04/21/1989 - 04/05/1990

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

07/07/1988 - 04/05/1989

SCHAEFER SECURITIES, INC.

TX

01/20/1988 - 04/05/1988

UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)

NA

03/04/1987 - 01/27/1988

DOVER GROUP, INC.

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Licenses & Designations

BC

Issued 04/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peggy Lynne Lane.
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