Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Jane Cozine is a registered representative of Cetera Investment Advisers LLC, a firm with over 100,000 clients and nearly $100 billion in assets under management. Peggy has been in the financial services industry since 2002. Peggy has been affiliated with several other firms including National Securities Corporation and Prime Capital Services, Inc. Peggy's professional licenses include Series 6, Series 7, and Series 66. Peggy specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/22/2021 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
11/22/2013 - 02/16/2021
NATIONAL SECURITIES CORPORATION (CLEARWATER FL)
FL
02/28/2002 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (CLEARWATER FL)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 2/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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