Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Jane Cozine is a financial advisor registered with Cetera Investment Advisers LLC. Peggy has been in the financial services industry since 1992. She currently serves as an investment advisor representative for Cetera Investment Advisers LLC, where she provides financial planning and investment management services for individuals, corporations, and trusts. Peggy holds the following licenses and certifications: Series 6, Series 7, and Series 66. She has also passed the Securities Industry Essentials (SIE) examination. Peggy has extensive experience in retirement planning, college savings, and estate planning. She is committed to providing her clients with personalized service and a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/22/2021 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
11/22/2013 - 02/16/2021
NATIONAL SECURITIES CORPORATION (CLEARWATER FL)
FL
02/28/2002 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (CLEARWATER FL)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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