Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy I Taylor is a financial advisor with over 20 years of experience in the financial services industry. Peggy is currently registered with Osaic FA, Inc. and is based in Newport Beach, California. Peggy has been a registered representative since 1997 and has experience in portfolio management for individuals and businesses. In addition to her work with Osaic FA, Inc., Peggy has previously worked with WM Financial Services, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. Peggy holds Series 6, 7, 24, 63, and 65 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/28/2006 - Present
Osaic FA, Inc. (NEWPORT BEACH CA)
CA
12/01/2005 - 08/11/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IN
09/03/1997 - 08/09/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/03/1997 - 08/09/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 07/20/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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