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Peggy Ellen Boris

Richmond Investment Services LLC

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About Peggy Ellen Boris

Peggy Ellen Boris is an investment advisor representative with over 18 years of experience in the financial services industry. Peggy has been registered with Richmond Investment Services LLC since March 2024 and previously held registrations with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Peggy holds Series 7, Series 66, and SIE licenses and offers financial planning, portfolio management, and pension consulting services. Peggy works with a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Peggy Boris is currently registered with Richmond Investment Services LLC. Richmond Investment Services LLC is an investment advisory firm based in Mequon, Wisconsin, with a team of 10 licensed agents and representatives. They manage approximately $365,842,345 in assets for 1,255 clients. The firm specializes in financial planning, pension consulting, and portfolio management for individuals, businesses, and charitable organizations. They offer wrap fee programs and are registered with the SEC under number 801-129477.
Richmond Investment Services LLC

7702 W MEQUON RD

MEQUON, WI 53097-3217

$365.84M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peggy Boris’s Registration & Firm History

WI

06/25/2024 - Present

Richmond Investment Services LLC (MEQUON WI)

WI

01/01/2008 - 12/13/2010

WELLS FARGO ADVISORS, LLC (MEQUON WI)

WI

04/14/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (MEQUON WI)

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Licenses & Designations

BOTH

Issued 04/22/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peggy Ellen Boris. Review regulatory record here.
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