Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Thorlton is a financial advisor who has been in the industry since 1987. Peggy currently works with LPL Financial LLC in SEBRING, Florida. Peggy has previously worked with WELLS FARGO CLEARING SERVICES, LLC, SUNTRUST INVESTMENT SERVICES, INC., INFINEX INVESTMENTS, INC., WACHOVIA SECURITIES, LLC, FIRST UNION BROKERAGE SERVICES, INC., and GNA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/01/2025 - Present
LPL Financial LLC (SEBRING FL)
FL
06/23/2014 - 09/14/2020
WELLS FARGO CLEARING SERVICES, LLC (STUART FL)
FL
06/20/2011 - 06/30/2014
SUNTRUST INVESTMENT SERVICES, INC. (OKEECHOBEE FL)
FL
11/16/2006 - 06/15/2011
INFINEX INVESTMENTS, INC. (LAKE PLACID FL)
FL
10/01/2000 - 11/20/2006
WACHOVIA SECURITIES, LLC (SEBRING FL)
NC
08/02/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
VA
04/06/1987 - 08/03/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
IA
Issued 03/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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