Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Ann Massey is a financial advisor in Cincinnati, Ohio. Peggy has over 11 years of experience in the financial services industry. Peggy is currently registered with Prospera Financial Services, Inc. and holds Series 63, SIE, and Series 7 licenses. Peggy has previously been registered with CETERA ADVISOR NETWORKS LLC, SUMMIT BROKERAGE SERVICES, INC., and VSR FINANCIAL SERVICES, INC. Peggy specializes in a variety of financial services, including retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
OH
03/02/2021 - Present
Prospera Financial Services, Inc. (Cincinnati OH)
OH
09/20/2019 - 03/03/2021
CETERA ADVISOR NETWORKS LLC (CINCINNATI OH)
OH
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
03/02/2010 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (CINCINNATI OH)
BC
Issued 01/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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