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Pedro Omar Diaz

Newbridge Securities Corp.

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About Pedro Omar Diaz

Pedro Omar Diaz is a financial professional with over 13 years of experience in the financial services industry. Pedro currently works at Newbridge Securities Corp. Pedro has previously worked at LPL FINANCIAL LLC and AMTRUST INVESTMENT SERVICES, INC.. Pedro is a Series 7 and SIE licensed representative. Pedro is registered in Florida.

Firm Information

Pedro Diaz is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pedro Diaz’s Registration & Firm History

FL

01/18/2018 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

03/10/2010 - 12/05/2017

LPL FINANCIAL LLC (COCONUT CREEK FL)

FL

01/07/2005 - 03/10/2010

AMTRUST INVESTMENT SERVICES, INC. (CORAL SPRINGS FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Pedro Omar Diaz. Review regulatory record here.
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