Unclaimed
Pedro L. Torres is a registered representative and investment advisor representative with Hornor, Townsend & Kent, LLC. Pedro has been in the financial services industry since April 8, 2000. Pedro is a Series 7, 63, 65, 24, 51, 9 and 10 licensed professional. Pedro is registered in the state of Florida. Pedro previously worked with Principal Securities, Inc., HSBC Securities (USA) Inc., Investcorp, Inc., Citigroup Global Markets Inc., Banc of America Investment Services, Inc., Park Avenue Securities LLC, Pruco Securities, LLC., Prudential Securities Incorporated, Pruco Securities Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. Pedro has experience in personal financial planning, portfolio management for individuals and businesses, selection of other advisors, and pension consulting. Pedro also provides financial planning and insurance services through 1847Financial, Acosta Financial Group LLC, and Karp Financial Strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
FL
02/17/2021 - Present
Hornor, Townsend & Kent, LLC (CORAL GABLES FL)
FL
06/21/2018 - 02/03/2021
PRINCIPAL SECURITIES, INC. (Miramar FL)
FL
12/16/2010 - 06/07/2013
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
04/07/2008 - 06/22/2009
INVESTACORP, INC. (CORAL GABLES FL)
FL
09/24/2007 - 02/11/2008
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
FL
03/14/2006 - 02/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT.LAUDERDALE FL)
FL
05/20/2005 - 02/22/2006
PARK AVENUE SECURITIES LLC (MIAMI FL)
NJ
04/26/2002 - 11/22/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
09/29/2000 - 04/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/06/1998 - 11/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
03/02/1995 - 05/28/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/02/1995 - 05/28/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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