Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pedro? Claim Your ProfilePedro Julio Veloz diaz is a financial advisor registered in Wisconsin with Robert W. Baird & Co. Inc. Pedro Julio Veloz diaz has been a registered representative in the securities industry since 2011. Previously, Pedro Julio Veloz diaz was registered with Northwestern Mutual Investment Services, LLC, WELLS FARGO FUNDS DISTRIBUTOR, LLC, U.S. BANCORP INVESTMENTS, INC., J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Pedro Julio Veloz diaz specializes in providing financial planning services, as well as portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
08/30/2021 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
09/21/2018 - 09/09/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
WI
07/24/2017 - 08/30/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
02/20/2015 - 12/08/2016
U.S. BANCORP INVESTMENTS, INC. (GLENDALE WI)
WI
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (MILWAUKEE WI)
WI
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)
BC
Issued 08/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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