Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pedro? Claim Your ProfilePedro Jimenez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Pedro has been in the financial industry since 1995. Pedro holds Series 3, 7, 9, 10, 24, 63, and 65 licenses and is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/08/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CT
12/12/2019 - 08/16/2021
MORGAN STANLEY (WESTPORT CT)
CT
10/23/2009 - 11/26/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GREENWICH CT)
NY
02/14/1998 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/15/1995 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
NY
12/10/1993 - 04/14/1994
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
IA
Issued 04/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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