Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pedro? Claim Your ProfilePedro Filippa is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 7 years of experience in the industry. Pedro has been active in the brokerage industry since 2016 and has experience working for multiple firms, including Raymond James & Associates, Inc. and Mutual of America Securities LLC. Pedro is a licensed investment advisor representative in Florida and is also registered in Texas as a resident investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT PETERSBURG FL)
FL
02/01/2022 - 12/06/2022
MUTUAL OF AMERICA SECURITIES LLC (TAMPA FL)
FL
01/08/2020 - 02/04/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/13/2017 - 12/31/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
05/09/2016 - 08/22/2017
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
IA
Issued 08/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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