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Pedro M Espejo

J.p. Morgan Securities LLC

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About Pedro M Espejo

Pedro M. Espejo is a financial advisor at J.P. MORGAN SECURITIES LLC. Pedro has over 20 years of experience in the industry. Pedro is registered in several states including New York, New Jersey, and Texas, and has a Series 7 and 63 license. Pedro has worked with various firms in the past, including Chase Investment Services Corp, CITICORP INVESTMENT SERVICES, and REPUBLIC FINANCIAL SERVICES CORPORATION. Pedro is a registered investment advisor and a securities representative.

Firm Information

Pedro Espejo is currently registered with J.p. Morgan Securities LLC. J.P. Morgan Securities LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm was formed on August 12, 1985, and its main office is located in New York, NY. J.P. Morgan Securities LLC manages over $50 billion in assets and offers a wide range of advisory services, including financial planning, pension consulting, selection of other advisers, and portfolio management for individuals and businesses. The firm has a significant number of registered representatives and investment adviser representatives, serving various client types, including high-net-worth individuals, corporations, and pension plans.
J.p. Morgan Securities LLC

2725 EAST TREMONT AVENUE

BRONX, NY 10461

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Pedro Espejo’s Registration & Firm History

NY

07/18/2022 - Present

J.p. Morgan Securities LLC (BRONX NY)

NY

06/15/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BRONX NY)

NY

09/24/1999 - 05/24/2007

CITICORP INVESTMENT SERVICES (NEW YORK NY)

NY

06/21/1999 - 07/26/1999

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/30/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/7/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/18/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Pedro M Espejo. Review regulatory record here.
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