Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pedro? Claim Your ProfilePedro Andres Lugo is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Orlando, Florida. Pedro has been in the industry since August 2015. Pedro has been registered with the Securities and Exchange Commission since June 2013 and has passed the Series 7, Series 66, and SIE exams. Pedro also has a background in working with financial services firms such as Fidelity Brokerage Services, MML Investors Services, Northwestern Mutual Investment Services, Charles Schwab & Co., Inc., Wells Fargo Advisors, Morgan Stanley and Edward Jones. Pedro is registered in 13 states. The financial advisor specializes in investments, portfolio management, financial planning and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLANDO FL)
FL
03/22/2023 - 05/30/2024
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
04/08/2020 - 07/01/2022
MML INVESTORS SERVICES, LLC (Orlando FL)
FL
04/30/2019 - 10/30/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ORLANDO FL)
FL
11/13/2017 - 03/13/2019
CHARLES SCHWAB & CO., INC. (Orlando FL)
MD
09/04/2014 - 11/17/2015
WELLS FARGO ADVISORS, LLC (BETHESDA MD)
DC
02/27/2014 - 07/29/2014
MORGAN STANLEY (WASHINGTON DC)
MO
05/15/2013 - 08/13/2013
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 06/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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