Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pedram? Claim Your ProfilePedram Afzal is a financial advisor with Wells Fargo Clearing Services, LLC, in Pasadena, California. He is registered with FINRA and has been in the industry since 2004. Pedram Afzal's focus is on providing investment consulting services, financial planning, and portfolio management for individuals and businesses. He also offers pension consulting services and helps clients select other advisors. Pedram Afzal is committed to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/04/2022 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
10/01/2012 - 04/01/2022
J.P. MORGAN SECURITIES LLC (STUDIO CITY CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (STUDIO CITY CA)
CA
08/25/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (STUDIO CITY CA)
CA
05/10/2004 - 08/04/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 06/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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