Unclaimed
Peden Nichols is a securities professional with over 13 years of experience in the financial industry. Peden is currently registered with Jump Trading, LLC and has held previous roles at firms such as JANE STREET CAPITAL, LLC, JANE STREET OPTIONS, LLC, SUN TRADING LLC, KCG AMERICAS LLC, OCTEG, LLC, and GETCO SECURITIES, LLC. Peden is a Series 57TO, SIE, Series 55, and Series 7 licensed professional. Peden is actively registered with FINRA and has held 19 approved SRO registrations throughout their career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2022 - Present
Jump Trading, LLC (New York NY)
NY
09/12/2017 - 12/15/2021
JANE STREET CAPITAL, LLC (New York NY)
NY
09/12/2017 - 06/11/2020
JANE STREET OPTIONS, LLC (NEW YORK NY)
NY
01/06/2015 - 04/10/2017
SUN TRADING LLC (NEW YORK NY)
NY
12/16/2013 - 06/24/2014
KCG AMERICAS LLC (NEW YORK NY)
NY
08/11/2009 - 06/11/2014
OCTEG, LLC (NEW YORK NY)
IL
02/08/2010 - 08/01/2012
GETCO SECURITIES, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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