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Pearse Michael Brolly

Third Seven Capital LLC

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About Pearse Michael Brolly

Pearse Brolly is a financial advisor registered with Third Seven Capital LLC, with over two years of experience in the industry. Pearse holds the Series 7TO, Series 63 and SIE licenses. Pearse is currently registered in 11 states: California, Colorado, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania and Washington.

Firm Information

Pearse Brolly is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pearse Brolly’s Registration & Firm History

NY

01/01/2022 - Present

Third Seven Capital LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pearse Michael Brolly.
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