Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pearl? Claim Your ProfilePearl Jin joo Lee is a financial advisor with Independent Financial Group, LLC. She is registered with FINRA and has been working in the financial industry since 2013. Pearl has experience working with individuals, corporations, and high net worth clients. Pearl's areas of expertise include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/29/2021 - Present
Independent Financial Group, LLC (WOODLAND HILLS CA)
MA
09/06/2016 - 09/15/2020
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
04/27/2016 - 08/11/2016
AXA ADVISORS, LLC (PASADENA CA)
CA
04/02/2015 - 12/18/2015
NFP ADVISOR SERVICES, LLC (SANTA BARBARA CA)
CA
11/15/2013 - 04/14/2015
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
05/22/2013 - 09/25/2013
FINANCIAL TELESIS INC (SANTA BARBARA CA)
IA
Issued 11/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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