Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pearl? Claim Your ProfilePearl Tobay is a securities professional with experience in the financial industry. Pearl is currently registered with DFA Securities LLC in Santa Monica, California. Pearl is licensed to sell securities in California. Pearl has passed the Series 7TO and Series 63 exams. Pearl began working in the securities industry on 9/9/2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/10/2021 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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