Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pearl? Claim Your ProfilePearl Asano Duponte is a financial advisor with Raymond James Financial Services Advisors, Inc. Pearl has been in the industry since 2002 and has experience with BANCWEST INVESTMENT SERVICES, INC. and UVEST FINANCIAL SERVICES GROUP, INC. Pearl's expertise includes financial planning, pension consulting, portfolio management, and selection of other advisors. Pearl has a strong understanding of the investment industry, demonstrated through her experience and exam licenses including Series 6, Series 63, Series 66, Series 7TO, and SIE. Pearl is passionate about helping clients reach their financial goals and is committed to providing personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
12/14/2021 - Present
Raymond James Financial Services Advisors, Inc. (Honolulu HI)
HI
09/04/2008 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
09/13/2005 - 08/25/2008
UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)
NE
01/31/2002 - 09/06/2005
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
BOTH
Issued 12/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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