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Payton Lee Hartman

Rabo Securities USA, Inc.

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About Payton Lee Hartman

Payton Hartman is a financial professional with a strong background in the investment banking industry. Payton is currently registered with Rabo Securities USA, Inc. as an Investment Banking Registered Representative. Payton holds the Series 79TO, Series 63, and SIE licenses. Payton has been in the industry for several years and has a strong commitment to providing exceptional service to their clients.

Firm Information

Payton Hartman is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Payton Hartman’s Registration & Firm History

NY

08/31/2023 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Payton Lee Hartman.
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