Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Payal? Claim Your ProfilePayal Gupta is a financial professional with over 18 years of experience in the industry. Payal is currently registered with Deutsche Bank Securities Inc. and has been with the firm since October 2012. Before that, Payal was registered with Citigroup Global Markets Inc. and Citicorp Investment Services. Payal holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Payal is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
10/10/2012 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
05/29/2007 - 08/01/2012
CITIGROUP GLOBAL MARKETS INC. (COSTA MESA CA)
CA
02/09/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
BOTH
Issued 02/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Payal Gupta is the right advisor for you? Invested Better is here to help.
