Unclaimed
Pawel Szott has been a registered investment advisor for over 25 years and has worked with several firms, including Wedbush Securities, Merrill Lynch, and New England Securities. Pawel is currently a registered representative of LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
07/21/2021 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
04/23/2015 - 07/21/2021
WADDELL & REED (LAS VEGAS NV)
NV
01/02/2015 - 05/06/2015
METLIFE SECURITIES INC. (LAS VEGAS NV)
NV
12/16/2011 - 01/02/2015
NEW ENGLAND SECURITIES (LAS VEGAS NV)
NV
03/02/2007 - 12/20/2011
WEDBUSH SECURITIES INC. (LAS VEGAS NV)
NV
08/06/1996 - 03/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
OR
04/03/1996 - 06/29/1996
U.S. BANCORP SECURITIES (PORTLAND OR)
IA
Issued 08/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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