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Pavlos Lazaros Mavrides

Maxim Group LLC

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About Pavlos Lazaros Mavrides

Pavlos Mavrides is a financial professional with over 20 years of experience in the industry. Pavlos has a broad background in the financial services industry, including positions at firms such as Salomon Smith Barney Inc., Int'l FCStone Financial Inc., Marco Polo Securities Inc. and M Vest LLC. Pavlos is currently registered with Maxim Group LLC. Pavlos is a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Pavlos is located in New York, NY and is registered in the state of New York.

Firm Information

Pavlos Mavrides is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pavlos Mavrides’s Registration & Firm History

NY

04/20/2020 - Present

Maxim Group LLC (NEW YORK NY)

NY

06/02/2020 - 10/15/2021

M VEST LLC (NEW YORK NY)

NY

03/04/2017 - 06/08/2020

MARCO POLO SECURITIES INC. (NEW YORK NY)

NY

04/14/2016 - 03/14/2017

BRADLEY WOODS & CO. LTD. (NEW YORK NY)

NY

10/04/2010 - 04/01/2016

INTL FCSTONE FINANCIAL INC. (New York NY)

NY

12/05/2003 - 10/05/2010

PROVIDENT INTERNATIONAL SECURITIES, INC. (NEW YORK CITY NY)

NY

11/28/1997 - 08/10/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/06/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pavlos Lazaros Mavrides.
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