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Pavel Kaptsan

Pruco Securities, LLC

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About Pavel Kaptsan

Pavel Kaptsan is a financial professional registered with Pruco Securities, LLC. Pavel is a licensed securities agent and has been in the industry since 2002. He holds Series 6 and Series 63 licenses as well as the SIE exam. Pavel is affiliated with the Paramus, NJ branch office. His areas of expertise include Investments, Variable Products, Annuities, Mutual Funds, and Retirement Planning.

Firm Information

Pavel Kaptsan is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Pavel Kaptsan’s Registration & Firm History

NJ

08/13/2021 - Present

Pruco Securities, LLC (PARAMUS NJ)

NY

05/23/2002 - 04/06/2021

PRUCO SECURITIES, LLC. (Brooklyn NY)

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Licenses & Designations

BC

Issued 05/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Pavel Kaptsan.
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