Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pavan? Claim Your ProfilePavan Kumar Surabhi is a financial professional registered with Lazard Freres & Co. LLC. Pavan has over 6 years of experience in the financial industry, holding a Series 79TO, SIE and Series 57 license. Pavan is also registered with the state of New York. Pavan previously worked for Walleye Trading LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/21/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
MN
04/04/2016 - 01/09/2018
WALLEYE TRADING LLC (PLYMOUTH MN)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2016
Series 57 - Securities Trader Exam
Active
Inactive
F
FINRA
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