Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pavan? Claim Your ProfilePavan Kothari is a registered representative with New York Life Investment Management LLC and has been in the industry since November 17, 2013. Pavan has been registered in 51 states and two provinces for both securities and investment advisory services. Pavan is also a registered representative with Voya Financial Advisors, Inc., where Pavan was previously employed. Pavan holds the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/01/2024 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NJ
10/03/2014 - 02/11/2015
PURSHE KAPLAN STERLING INVESTMENTS (Jersey City NJ)
NJ
10/24/2013 - 10/03/2014
VOYA FINANCIAL ADVISORS, INC. (JERSEY CITY NJ)
BOTH
Issued 09/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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