Unclaimed
Paulo Sergio Manisck is a financial advisor with UBS Financial Services Inc. located in HOUSTON, TX. Paulo has been working in the financial services industry since 1991 and has been registered with UBS Financial Services Inc. since June 1991. He has a Series 7 and Series 63 license. Paulo also holds licenses in several states, including Texas, Florida, California, Hawaii and Wyoming. He specializes in providing financial advice to individuals, corporations, and other businesses. Paulo is a knowledgeable and experienced financial advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/01/2010 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/03/2002 - 01/01/2010
UBS INTERNATIONAL INC. (HOUSTON TX)
NJ
09/23/1991 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 10/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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