Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paulinus? Claim Your ProfilePaulinus Hui is a registered representative with over 25 years of experience in the financial services industry. Paulinus is currently affiliated with A.g.p. / Alliance Global Partners, where he provides portfolio management services to individuals, businesses, and pooled investment vehicles. Paulinus has also held positions at AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL, INC., SCHNEIDER SECURITIES, INC., INVESTORS ASSOCIATES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY and WANG INVESTMENT ASSOCIATES, INC. Paulinus holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
01/04/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/23/2010 - 12/22/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/27/2002 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
CO
07/01/1998 - 11/22/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
06/18/1997 - 06/09/1998
SCHNEIDER SECURITIES, INC. (DENVER CO)
NJ
03/07/1997 - 06/19/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
MN
12/11/1995 - 08/15/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/11/1995 - 08/15/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
09/26/1994 - 08/22/1995
WANG INVESTMENT ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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