Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pauline? Claim Your ProfilePauline Woodhouse-smith has been in the financial services industry since August 17, 2000. Pauline is currently registered with Brokers International Financial Services, LLC in Bettendorf, IA and is licensed in Arizona, Florida, Illinois, Iowa, and Wisconsin. Pauline previously worked with INNOVATION PARTNERS LLC, METLIFE SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS, INC, EQUITRUST MARKETING SERVICES, LLC, INTERSECURITIES, INC., AEGON USA SECURITIES INC., INVESTACORP, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Pauline holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
07/15/2024 - Present
Brokers International Financial Services, LLC (Bettendorf IA)
IA
03/27/2015 - 06/03/2024
INNOVATION PARTNERS LLC (BETTENDORF IA)
IA
03/23/2010 - 01/13/2015
METLIFE SECURITIES INC. (BETTENDORF IA)
IA
08/22/2008 - 03/26/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (BETTENDORF IA)
IA
10/19/2005 - 08/27/2008
EQUITRUST MARKETING SERVICES, LLC (ELDRIDGE IA)
FL
01/02/1998 - 08/24/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
08/19/1997 - 01/02/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
FL
04/11/1996 - 08/29/1997
INVESTACORP, INC. (MIAMI FL)
NJ
10/07/1991 - 11/14/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/07/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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