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Pauline Jones

THE O.n. Equity Sales Co.

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About Pauline Jones

Pauline Jones is a financial professional with over 25 years of experience in the securities industry. Pauline has been registered with The O.n. Equity Sales Co. since November 2, 1994. Prior to joining The O.n. Equity Sales Co., Pauline was registered with OHIO NATIONAL EQUITIES, INC. from January 7, 2002 to October 23, 2018. Pauline holds the Series 6, 7, 24 and 53 licenses as well as the SIE.

Firm Information

Pauline Jones is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pauline Jones’s Registration & Firm History

OH

11/02/1994 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

OH

01/07/2002 - 10/23/2018

OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 03/31/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/27/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pauline Jones.
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