Unclaimed
Pauline Jeanette Johnson is a financial advisor who has been in the industry since 1985. Pauline is currently registered with Thrivent Investment Management Inc. Pauline has been with Thrivent since 2002. Pauline has her Series 7, Series 24, and Series 66 licenses. Pauline's previous firm was Lutheran Brotherhood Securities Corp. where she worked for nearly 17 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/19/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
09/25/1985 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 05/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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