Unclaimed
Pauline Friedman is a financial professional with a focus on operations. Pauline has been in the financial industry since May 30, 2019. Pauline holds the Series 99TO and SIE exams. Pauline is currently registered with BNP Paribas Securities Corp. and previously worked at Natixis Securities Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2021 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
05/31/2019 - 08/26/2021
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 05/31/2019
Series 99TO - Operations Professional Examination
BC
Issued 04/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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