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Pauline Friedman

BNP Paribas Securities Corp.

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About Pauline Friedman

Pauline Friedman is a financial professional with a focus on operations. Pauline has been in the financial industry since May 30, 2019. Pauline holds the Series 99TO and SIE exams. Pauline is currently registered with BNP Paribas Securities Corp. and previously worked at Natixis Securities Americas LLC.

Firm Information

Pauline Friedman is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pauline Friedman’s Registration & Firm History

NY

08/03/2021 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

05/31/2019 - 08/26/2021

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/2019

Series 99TO - Operations Professional Examination

BC

Issued 04/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pauline Friedman.
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