Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pauline? Claim Your ProfilePauline Elizabeth Rossbauer is a financial professional with over 20 years of experience in the industry. Pauline is currently registered with Pruco Securities, LLC and Prudential Investment Management Services LLC. Pauline is also registered with Prudential Annuities Distributors, Inc. Pauline has a strong background in investment company products and variable contracts, having earned the Series 6 and Series 26 licenses. Pauline has also passed the Series 99TO and SIE exams, demonstrating her commitment to staying current with industry regulations. Pauline's expertise and experience make her a valuable resource for clients seeking guidance on a range of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
PA
01/11/2019 - Present
Pruco Securities, LLC (Fort Washington PA)
NJ
12/03/1996 - 12/18/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/21/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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