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Paulina Hyun-joo Lee

Nylife Securities LLC

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About Paulina Hyun-joo Lee

Paulina Hyun-joo Lee is a financial advisor currently registered with Nylife Securities LLC, a firm that focuses on providing investment advice. Paulina has been working in the financial services industry since 1999 and has a broad range of experience, having worked at firms such as Royal Alliance Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Paulina holds a Series 7, Series 9, Series 24, and Series 63 licenses.

Firm Information

Paulina Lee is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paulina Lee’s Registration & Firm History

NY

04/13/2022 - Present

Nylife Securities LLC (NEW YORK NY)

NY

11/07/2005 - 04/14/2022

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

NY

11/21/2011 - 08/07/2012

NYLIFE SECURITIES LLC (NEW YORK NY)

AZ

11/03/2003 - 10/13/2005

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

04/15/2002 - 03/11/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

TX

09/17/1999 - 07/05/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

DC

01/05/1999 - 10/06/1999

RIGGS INVESTMENT CORP. (WASHINGTON DC)

CA

09/03/1997 - 01/20/1999

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 10/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2006

Series 24 - General Securities Principal Examination

BC

Issued 04/13/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paulina Hyun-joo Lee.
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