Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paulette? Claim Your ProfilePaulette Treguboff is a registered representative with LPL Financial LLC. Paulette has been in the industry since 1996 and is registered in 37 states as a broker and in 2 states as an investment advisor. She specializes in working with individuals, families, and businesses to develop personalized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/11/2020 - Present
LPL Financial LLC (GLENDALE AZ)
AZ
06/01/2009 - 01/05/2021
MORGAN STANLEY (PEORIA AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
04/05/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
NJ
01/08/1999 - 04/05/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/30/1996 - 01/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 02/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paulette Treguboff is the right advisor for you? Invested Better is here to help.
