Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paulette? Claim Your ProfilePaulette Davis is a financial advisor with over 27 years of experience in the industry. Paulette is currently registered with Stifel, Nicolaus & Company, Inc. in Colorado and Texas. Paulette has a diverse background in financial services, having previously worked with several firms, including Benjamin F. Edwards & Company, Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Paulette holds both Series 63 and 65 licenses, as well as a Series 7 license and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREENWOOD VILLAGE CO)
CO
10/11/2013 - 10/13/2020
BENJAMIN F. EDWARDS & COMPANY, INC. (GREENWOOD VILLAGE CO)
CO
01/01/2008 - 10/15/2013
WELLS FARGO ADVISORS, LLC (GREENWOOD VILLAGE CO)
CO
11/21/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREENWOOD VILLAGE CO)
NY
11/03/2000 - 10/18/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MN
05/11/2000 - 11/24/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 05/12/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/04/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
09/08/1993 - 10/18/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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