Unclaimed
Paulette Guajardo is a financial professional with experience in the financial services industry since 2003. She has held several roles at various firms, including Money Concepts Capital Corp, and Allstate Financial Services, LLC. Paulette is currently registered with Nylife Securities LLC, and holds a Series 6 license, a Series 63 license and a SIE license. Paulette is licensed to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/12/2024 - Present
Nylife Securities LLC (CORPUS CHRISTI TX)
TX
12/07/2015 - 05/06/2024
MONEY CONCEPTS CAPITAL CORP (CORPUS CHRISTI TX)
TX
11/04/2003 - 12/31/2013
ALLSTATE FINANCIAL SERVICES, LLC (CORPUS CHRISTI TX)
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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