Unclaimed
Paula Young Frank has been in the financial services industry since 2005. Paula is currently registered as a Registered Representative and Investment Adviser Representative with Empower Advisory Group, LLC in Greenwood Village, Colorado. Paula has previously worked with Paychex Securities Corporation, VOYA Financial Partners, LLC, ADP Broker-Dealer, Inc., AXA Advisors, LLC, and Morgan Stanley DW Inc. Paula holds Series 7, 63, 31, 65, and SIE licenses. Paula has earned designations and has experience working with individuals, high-net-worth individuals, and small businesses. Paula also manages charitable organizations and pension plans. In addition to working as an advisor, Paula also owns and operates "Being Frankish, Inc." which markets and sells recyclable aluminum straws.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/05/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
07/06/2016 - 10/17/2016
PAYCHEX SECURITIES CORPORATION (SAN RAMON CA)
CT
06/08/2011 - 01/20/2015
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
NJ
03/20/2006 - 10/23/2009
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
11/21/2005 - 03/16/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/05/2000 - 03/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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