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Paula Wayne Smith

GLP Investment Services, LLC

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About Paula Wayne Smith

Paula Wayne Smith is a financial professional with over 29 years of experience in the financial services industry. Paula is currently registered with GLP Investment Services, LLC and holds a Series 6, Series 63, and SIE licenses. Paula was previously registered with Transamerica Financial Advisors, Inc and World Group Securities, Inc. Paula has a strong background in investment company products and variable contracts.

Firm Information

Paula Smith is currently registered with GLP Investment Services, LLC. GLP Investment Services, LLC is a Limited Liability Company formed in June 2000 and approved to operate in 41 states and the District of Columbia. The firm is registered with the SEC and has two regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paula Smith’s Registration & Firm History

FL

12/07/2020 - Present

GLP Investment Services, LLC (PONTE VEDRA FL)

GA

01/04/2018 - 11/30/2020

TRANSAMERICA FINANCIAL ADVISORS, INC (JOHNS CREEK GA)

GA

01/06/2012 - 12/21/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (JOHNS CREEK GA)

GA

11/16/2011 - 01/06/2012

WORLD GROUP SECURITIES, INC. (JOHNS CREEK GA)

GA

09/29/2006 - 12/01/2009

GWN SECURITIES INC. (NEWNAN GA)

CA

05/04/2004 - 07/05/2006

PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)

VT

01/09/2001 - 07/07/2003

EQUITY SERVICES, INC. (MONTPELIER VT)

AZ

02/25/2000 - 08/22/2000

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

01/15/1996 - 03/11/1998

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

GA

07/09/1994 - 07/14/1995

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

GA

08/04/1983 - 07/10/1992

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 04/06/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Paula Wayne Smith. Review regulatory record here.
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