Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Sue Levine is a financial advisor with over 30 years of experience in the industry. Paula is currently registered with Morgan Stanley in Aventura, FL. Paula is a registered investment advisor (IA) in Florida, New Jersey, and Texas. Paula previously worked for Oppenheimer & Co. Inc., Sanders Morris Harris Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, CIBC World Markets Corp., and Wertheim Schroder & Co. Incorporated. Paula holds Series 7, Series 63, and Series 65 licenses. Paula is a member of the Financial Industry Regulatory Authority (FINRA) and is also registered in 53 states. Paula specializes in a variety of financial services, including portfolio management, financial planning, pension consulting, asset allocation advice, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/07/2014 - Present
Morgan Stanley (Aventura FL)
CT
12/12/2005 - 06/15/2012
OPPENHEIMER & CO. INC. (STAMFORD CT)
TX
12/03/2003 - 12/06/2005
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
MO
07/01/2003 - 12/12/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/21/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/28/1990 - 01/31/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
12/22/1987 - 05/16/1989
WERTHEIM SCHRODER & CO. INCORPORATED
IA
Issued 04/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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