Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Swanson is a financial advisor with LPL Financial LLC. Paula is a registered representative and investment advisor representative. Paula is licensed in 27 states. Paula has over 20 years of experience in the financial services industry. Paula holds the Series 7, 9, 10, 66 and SIE licenses. Paula is affiliated with LPL Financial LLC. LPL Financial LLC is a Registered Investment Advisor (RIA) and Member FINRA/SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
09/23/2020 - Present
LPL Financial LLC (FARGO ND)
ND
06/20/2012 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (FARGO ND)
ND
02/21/2012 - 05/30/2012
STATE FARM VP MANAGEMENT CORP. (FARGO ND)
MN
01/03/2011 - 09/14/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
06/21/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
BOTH
Issued 08/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paula Swanson is the right advisor for you? Invested Better is here to help.
