Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Federman is a financial advisor with over 20 years of experience in the industry. Paula currently works at Raymond James & Associates, Inc. Paula began her career at First Albany Capital Inc. and later worked at Morgan Keegan & Company, Inc. before joining Raymond James & Associates, Inc. in 2012. Paula is registered with FINRA and holds licenses including Series 63, Series 24, SIE, Series 16, Series 7 and Series 62. Paula provides a range of services including financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/02/2012 - Present
Raymond James & Associates, Inc. (NAPLES FL)
FL
08/10/2006 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (NAPLES FL)
FL
06/05/2002 - 06/08/2006
FIRST ALBANY CAPITAL INC. (NAPLES FL)
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2002
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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