Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Mae Garcia is a registered representative with Northwestern Mutual Investment Services, LLC, based in Waukesha, WI. Paula has been in the securities industry since 1990 and has held various positions with leading financial institutions. Paula holds the Series 6, 7, and 63 licenses, and the SIE exam. In addition to her current role with Northwestern Mutual Investment Services, LLC, Paula previously worked for Robert W. Baird & Co. Incorporated in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
08/05/2003 - Present
Northwestern Mutual Investment Services, LLC (Waukesha WI)
WI
05/25/1988 - 01/26/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 09/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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