Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Rohr is a financial advisor currently registered with UBS Financial Services Inc. Paula has been a registered representative since 1999 and an investment advisor since 2006. Her background includes prior roles with CITIGROUP GLOBAL MARKETS INC, CITICORP INVESTMENT SERVICES and J.P. MORGAN SECURITIES INC. Paula is also a member of the Chairman's Council of the Heckscher Museum of Art and a Board Member of the St. Mary's Foundation for Children.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (JERICHO NY)
NY
05/29/2007 - 07/29/2008
CITIGROUP GLOBAL MARKETS INC. (UNIONDALE NY)
NY
10/08/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (UNIONDALE NY)
NY
01/02/2000 - 05/11/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 11/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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