Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Heffron is a financial professional with over 18 years of experience in the financial services industry. Paula is currently registered with First Citizens Investor Services, Inc. and First Citizens Asset Management, Inc. as an Investment Advisor Representative. Paula has worked with a number of firms throughout her career, including USAA Investment Management Company, LPL Financial LLC, and Edward Jones. Paula's experience allows her to provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/13/2019 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
CA
06/30/2023 - 12/31/2023
SVB INVESTMENT SERVICES INC. (SAN FRANCISCO CA)
TX
05/10/2012 - 08/13/2019
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
05/24/2011 - 08/13/2019
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
MO
04/14/2008 - 05/12/2011
LPL FINANCIAL LLC (ARNOLD MO)
MN
03/08/2005 - 04/02/2008
EDWARD JONES (ST FRANCIS MN)
BC
Issued 03/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/13/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/06/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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