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Paula K. Earll

J.p. Morgan Securities LLC

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About Paula K. Earll

Paula K. Earll is a financial advisor with over 25 years of experience in the financial services industry. Paula has worked for several firms, including A.G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatCity Investments, Inc., PNC Investments, LPL Financial LLC, and Chase Investment Services Corp. Paula currently holds a Series 7, Series 26, Series 63, and Series 65 license. Paula is registered with J.p. Morgan Securities LLC, and is a licensed investment advisor in Florida and Texas.

Firm Information

Paula Earll is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Paula Earll’s Registration & Firm History

FL

07/31/2019 - Present

J.p. Morgan Securities LLC (PORT ST. LUCIE FL)

FL

08/29/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (WELLINGTON FL)

FL

07/27/2010 - 07/11/2012

LPL FINANCIAL LLC (PALM CITY FL)

FL

11/13/2009 - 07/26/2010

PNC INVESTMENTS (PORT ST. LUCIE FL)

FL

10/18/2007 - 11/13/2009

NATCITY INVESTMENTS, INC. (PORT ST. LUCIE FL)

FL

07/17/2003 - 08/25/2006

AXA ADVISORS, LLC (PORT ST. LUCIE FL)

MO

03/27/2000 - 10/18/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

04/11/1995 - 03/31/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/1995

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/02/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Paula K. Earll. Review regulatory record here.
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