Unclaimed
Paula K. Earll is a financial advisor with over 25 years of experience in the financial services industry. Paula has worked for several firms, including A.G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatCity Investments, Inc., PNC Investments, LPL Financial LLC, and Chase Investment Services Corp. Paula currently holds a Series 7, Series 26, Series 63, and Series 65 license. Paula is registered with J.p. Morgan Securities LLC, and is a licensed investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
07/31/2019 - Present
J.p. Morgan Securities LLC (PORT ST. LUCIE FL)
FL
08/29/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WELLINGTON FL)
FL
07/27/2010 - 07/11/2012
LPL FINANCIAL LLC (PALM CITY FL)
FL
11/13/2009 - 07/26/2010
PNC INVESTMENTS (PORT ST. LUCIE FL)
FL
10/18/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (PORT ST. LUCIE FL)
FL
07/17/2003 - 08/25/2006
AXA ADVISORS, LLC (PORT ST. LUCIE FL)
MO
03/27/2000 - 10/18/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/11/1995 - 03/31/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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