Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Rose is a financial advisor with over 25 years of experience in the industry. Paula is currently registered with American Investors Co. in California and Texas. Paula specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Paula has a diverse background and has held positions at various firms, including WM Financial Services, Inc. and Great Western Financial Securities Corporation. Paula holds the Series 6, 7, 63 and 65 securities licenses, as well as the SIE exam. Paula is also a licensed insurance agent and provides life insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/03/2013 - Present
American Investors Co. (SAN RAMON CA)
CA
05/01/1998 - 12/10/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/29/1997 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 03/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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